The Capital Markets Authority (CMA) has granted Rock Advisors and Legatum Capital Advisory Limited, as it continues its push to broaden access to professional financial services and promote responsible investing in Kenya.
- •Rock Advisors Limited will focus on delivering tailored financial advice to institutional clients nationwide.
- •Legatum Capital Advisory Limited plans to offer a diverse range of financial advisory services targeted at both individual and institutional investors. Its approach emphasizes capital preservation, wealth creation, and sustainable investment practices.
- •This announcement follows a week of successive market expansion initiatives, where CMA approved new collective investment schemes, corporate trustees, and authorized securities dealers.
These latest approvals align with CMA’s regulatory mandate to create an investor-focused financial advisory framework. By increasing the number of licensed investment advisors, CMA seeks to promote more informed investment decision-making while safeguarding investor interests.
